Plan Snapshot
- Plan Sponsor: Round One Entertainment INC.
- Sponsor EIN: 800331637
- Sponsor Address: 12900 PARK PLACE DRIVE, CERRITOS, CA, 90703
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 2,043
- Total Assets: $6.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 2,043 | $6.3M | $0 | $0 |
| 2024 | 1,419 | $4.2M | $471,914 | $801,805 |
| 2023 | 1,421 | $2.8M | $335,144 | $545,153 |
| 2022 | 600 | $1.8M | $225,869 | $349,654 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $66,581 | — | $66,581 |
| APS MANAGEMENT GROUP, INC. | Other Service Provider | — | $23,394 | $23,394 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $89,975
- Estimated Expense Ratio: 1.427% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $810,656 | — | $66,581 | — | — |
| 2024 | $45,394 | — | $45,394 | — | — |
| 2023 | $29,153 | — | $29,153 | — | — |
| 2022 | $1,800 | — | $600 | — | $1,200 |