Plan Snapshot
- Plan Sponsor: Rottinghaus Company, INC.
- Sponsor EIN: 930981410
- Sponsor Address: 510 GILLETTE STREET, LACROSSE, WI, 54603
- Plan Type: 401(k)
- Total Participants: 687
- Total Assets: $23.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 687 | $23.7M | $325,807 | $715,147 |
| 2023 | 638 | $21.8M | $383,917 | $729,330 |
| 2022 | 656 | $18.8M | $372,930 | $748,021 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| 401K SAFE, 3(16) LLC | Other Service Provider | $14,850 | — | $14,850 |
| LBMC PC | Auditor | $13,800 | — | $13,800 |
| NATIONWIDE | Investment Advisor | $7,334 | — | $7,334 |
| OSAIC WEALTH INC | Investment Advisor | $6,727 | — | $6,727 |
| BENEFIT PLANS PLUS | Recordkeeper | $5,775 | — | $5,775 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LBMC PC — Auditor
- NATIONWIDE — Investment Advisor
- OSAIC WEALTH INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,486
- Estimated Expense Ratio: 0.204% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $51,659 | — | $51,659 | — | — |
| 2023 | $159,784 | — | $159,784 | — | — |
| 2022 | $168,334 | — | — | — | — |