Plan Snapshot
- Plan Sponsor: Rothe Development, INC.
- Sponsor EIN: 741606784
- Sponsor Address: 229 SANDHILL ST, WEBSTER, TX, 77598
- Plan Type: 401(k)
- Total Participants: 314
- Total Assets: $14.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 314 | $14.3M | $563,014 | $1.7M |
| 2023 | 232 | $10.8M | $292,842 | $967,449 |
| 2022 | 173 | $8.2M | $214,003 | $730,960 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $30,593 | — | $30,593 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $11,738 | — | $11,738 |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | INVESTMENT ADVISOR | $6,135 | — | $6,135 |
| DRDA, LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,466
- Estimated Expense Ratio: 0.339% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,466 | $17,873 | — | — | — |
| 2023 | $33,291 | $12,024 | — | — | — |
| 2022 | $31,175 | — | $31,175 | — | — |