Plan Snapshot
- Plan Sponsor: Rosewood Corporate Investments,
- Sponsor EIN: 262911313
- Sponsor Address: 150 PENMARC DRIVE,, RALEIGH, NC, 27603
- Plan Type: 401(k)
- Total Participants: 113
- Total Assets: $2.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 113 | $2.7M | $231,586 | $488,168 |
| 2022 | 316 | $1.6M | $205,941 | $470,602 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CHARTER WEALTH MANAGEMENT | INVESTMENT/FINANCIAL ADVI | $9,621 | — | $9,621 |
| ADP, INC. | RECORD KEEPER | $9,050 | — | $9,050 |
| THOMAS JUDY & TUCKER P.A | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,671
- Estimated Expense Ratio: 0.680% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $18,671 | $9,621 | — | — | — |
| 2022 | $13,931 | — | — | — | — |