Plan Snapshot
- Plan Sponsor: Rosen Hotels & Resorts, INC.
- Sponsor EIN: 591536217
- Sponsor Address: 4000 DESTINATION PARKWAY, ORLANDO, FL, 32819
- Plan Type: 401(k)
- Total Participants: 3,893
- Total Assets: $100.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,893 | $100.6M | $3.4M | $9.7M |
| 2023 | 3,692 | $82.0M | $3.0M | $8.4M |
| 2022 | 3,597 | $64.4M | $2.6M | $7.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | NONE | $50,000 | — | $50,000 |
| CAROL ZMUDA PA | NONE | $36,500 | — | $36,500 |
| CAROL ZMUDA, P.A. | Auditor | $36,500 | — | $36,500 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $123,000
- Estimated Expense Ratio: 0.122% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $338,447 | $50,000 | — | $36,500 | — |
| 2023 | $269,065 | $50,000 | — | $35,000 | — |
| 2022 | $112,764 | $50,000 | $34,464 | — | $28,300 |