Plan Snapshot
- Plan Sponsor: Romo, INC.
- Sponsor EIN: 390915013
- Sponsor Address: 800 HERITAGE ROAD, DE PERE, WI, 54115
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 119
- Total Assets: $9.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 119 | $9.6M | $0 | $0 |
| 2024 | 104 | $8.3M | $104,775 | $441,394 |
| 2023 | 107 | $8.3M | $106,926 | $460,687 |
| 2022 | 117 | $6.9M | $106,204 | $458,416 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENSION INC. | Recordkeeper | — | $22,523 | $22,523 |
| EMPOWER ANNUITY INS. CO | Recordkeeper | $13,615 | — | $13,615 |
| ROBERT W BAIRD | Investment Advisor | — | $13,330 | $13,330 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $49,468
- Estimated Expense Ratio: 0.514% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $605,034 | $570 | $14,560 | — | — |
| 2024 | $47,983 | $1,655 | $43,148 | — | — |
| 2023 | $44,120 | $1,517 | $39,376 | — | — |
| 2022 | $40,956 | $1,376 | $37,153 | — | $2,427 |