Plan Snapshot
- Plan Sponsor: Roman, INC.
- Sponsor EIN: 362763726
- Sponsor Address: 472 BRIGHTON DRIVE, BLOOMINGDALE, IL, 60108
- Plan Type: 401(k)
- Total Participants: 87
- Total Assets: $9.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 87 | $9.8M | $84,843 | $257,729 |
| 2023 | 91 | $9.6M | $88,416 | $253,611 |
| 2022 | 84 | $9.0M | $170,531 | $263,804 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WEISS & COMPANY LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,214 | — | — | — | — |
| 2023 | $300 | — | — | — | — |
| 2022 | $100 | — | — | — | — |