Plan Snapshot
- Plan Sponsor: Roland Corporation U.S.
- Sponsor EIN: 952771721
- Sponsor Address: 5100 S.EASTERN AVE., LOS ANGELES, CA, 90040
- Plan Type: 401(k)
- Total Participants: 186
- Total Assets: $34.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 186 | $34.3M | $463,318 | $1.5M |
| 2023 | 179 | $31.3M | $483,052 | $1.5M |
| 2022 | 174 | $27.6M | $479,076 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | INVESTMENT ADVISOR | $63,279 | — | $63,279 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $45,873 | — | $45,873 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $8,401 | — | $8,401 |
| HEDMAN PARTNERS LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SAGEVIEW ADVISORY GROUP, LLC — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- HEDMAN PARTNERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $117,553
- Estimated Expense Ratio: 0.343% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $117,553 | $8,401 | — | — | — |
| 2023 | $44,872 | $5,896 | — | — | — |
| 2022 | $80,790 | $6,331 | — | — | — |