Plan Snapshot
- Plan Sponsor: Rogers & Brown Custom Brokers, INC
- Sponsor EIN: 570507147
- Sponsor Address: 9550 HAMBURG ROAD, LADSON, SC, 29456
- Plan Type: 401(k)
- Total Participants: 125
- Total Assets: $10.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 125 | $10.3M | $89,061 | $324,347 |
| 2023 | 124 | $10.0M | $76,256 | $345,321 |
| 2022 | 126 | $8.8M | $78,524 | $313,788 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $62,898 | $32,018 | $30,880 | — | — |
| 2023 | $51,587 | $26,398 | $25,189 | — | — |
| 2022 | $54,178 | $29,013 | $25,165 | — | — |