Plan Snapshot
- Plan Sponsor: Roger Cleveland Golf Co., INC.
- Sponsor EIN: 953838879
- Sponsor Address: 5601 SKYLAB ROAD, HUNTINGTON BEACH, CA, 92647
- Plan Type: 401(k)
- Total Participants: 589
- Total Assets: $53.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 589 | $53.8M | $1.6M | $3.1M |
| 2023 | 483 | $45.0M | $1.4M | $2.8M |
| 2022 | 438 | $37.2M | $1.2M | $2.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | RECORD- KEEPER | $47,542 | — | $47,542 |
| SFG RETIREMENT PLAN CONSULTING, LLC | ADVISOR | $46,000 | — | $46,000 |
| PENSION BENEFITS UNLIMITED, INC. | CONTRACT ADMIN | $6,039 | — | $6,039 |
| WINDES, INC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WINDES, INC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $99,581
- Estimated Expense Ratio: 0.185% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $99,377 | $46,000 | $6,039 | — | — |
| 2023 | $82,102 | $48,333 | — | — | — |
| 2022 | $77,899 | $40,000 | $37,899 | — | — |