Plan Snapshot
- Plan Sponsor: Roe Dental Laboratory, INC.
- Sponsor EIN: 341239101
- Sponsor Address: 7165 E. PLEASANT VALLEY RD, INDEPENDENCE, OH, 44131
- Plan Type: 401(k)
- Total Participants: 217
- Total Assets: $8.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 217 | $8.8M | $294,872 | $575,840 |
| 2023 | 188 | $7.5M | $279,937 | $482,028 |
| 2022 | 187 | $6.7M | $230,289 | $417,732 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES FIN. SERVICES ADVISOR | Investment Advisor | $34,036 | — | $34,036 |
| ADMIN. GROUP, LLC DBA TAG RESOURCES | Recordkeeper | $21,307 | — | $21,307 |
| TRANSAMERICA FINANCIAL LIFE INS. CO | Recordkeeper | $9,721 | — | $9,721 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES FIN. SERVICES ADVISOR — Investment Advisor
- ADMIN. GROUP, LLC DBA TAG RESOURCES — Recordkeeper
- TRANSAMERICA FINANCIAL LIFE INS. CO — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $65,064
- Estimated Expense Ratio: 0.737% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $65,064 | $34,036 | $21,307 | — | — |
| 2023 | $27,553 | — | $19,371 | — | — |
| 2022 | $3,583 | — | $3,583 | — | — |