Plan Snapshot
- Plan Sponsor: Rodefer Moss & Co, PLLC
- Sponsor EIN: 621690032
- Sponsor Address: 608 MABRY HOOD ROAD, SUITE 300, KNOXVILLE, TN, 37932
- Plan Type: 401(k)
- Total Participants: 108
- Total Assets: $12.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 108 | $12.4M | $369,495 | $826,731 |
| 2023 | 127 | $9.9M | $333,747 | $746,769 |
| 2022 | 115 | $8.8M | $380,270 | $615,140 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPITAL WEALTH MANAGEMENT | Investment Advisor | $36,411 | — | $36,411 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,411
- Estimated Expense Ratio: 0.293% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,779 | — | — | — | — |
| 2023 | $33,666 | — | — | — | — |
| 2022 | $30,591 | — | — | — | $30,591 |