Plan Snapshot
- Plan Sponsor: Rocky Mountain Gastroenterology Associates, PLLC
- Sponsor EIN: 841350358
- Sponsor Address: 3333 SOUTH WADSWORTH BOULEVARD, LAKEWOOD, CO, 80227
- Plan Type: DB
- Total Participants: 122
- Total Assets: $90,045
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 122 | $90,045 | $0 | $0 |
| 2023 | 107 | $15.5M | $330,000 | $0 |
| 2022 | 107 | $14.4M | $1.3M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | N/A | $99,543 | — | $99,543 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $99,543
- Estimated Expense Ratio: 110.548% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $111,062 | $105,085 | $5,745 | — | — |
| 2023 | $134,060 | $123,694 | $10,366 | — | — |
| 2022 | $120,856 | $119,598 | — | — | $540 |