Plan Snapshot
- Plan Sponsor: Rocky Brands, INC.
- Sponsor EIN: 311364046
- Sponsor Address: 39 EAST CANAL STREET, NELSONVILLE, OH, 45764
- Plan Type: 401(k)
- Total Participants: 490
- Total Assets: $40.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 490 | $40.9M | $1.3M | $2.2M |
| 2023 | 471 | $39.9M | $1.5M | $2.4M |
| 2022 | 575 | $38.0M | $1.7M | $2.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | NONE | $74,370 | — | $74,370 |
| EVERHART FINANCIAL GROUP INC | NONE | $8,950 | — | $8,950 |
| GBQ PARTNERS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — NONE
- EVERHART FINANCIAL GROUP INC — NONE
- GBQ PARTNERS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $83,320
- Estimated Expense Ratio: 0.204% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $83,321 | $23,409 | — | — | — |
| 2023 | $73,398 | $14,117 | — | — | — |
| 2022 | $80,611 | — | — | — | — |