Plan Snapshot
- Plan Sponsor: Rockwood Capital, LLC
- Sponsor EIN: 204855911
- Sponsor Address: 50 CALIFORNIA STREET, 30TH FLOOR, SAN FRANCISCO, CA, 94111
- Plan Type: 401(k)
- Total Participants: 80
- Total Assets: $61.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 80 | $61.1M | $1.2M | $1.7M |
| 2023 | 86 | $50.9M | $1.2M | $1.5M |
| 2022 | 88 | $45.2M | $1.1M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | INVESTMENT ADVISOR | $50,000 | — | $50,000 |
| EMPOWER ANNUITY INSURANCE CO. | RECORDKEEPER | $46,748 | — | $46,748 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MANAGEMENT | $26,533 | — | $26,533 |
| CALIFORNIA RETIREMENT PLANS, INC. | THIRD PARTY ADMIN | $730 | $10,000 | $10,730 |
| FRANK, RIMERMAN & CO. LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GLOBAL RETIREMENT PARTNERS LLC — INVESTMENT ADVISOR
- FRANK, RIMERMAN & CO. LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $134,011
- Estimated Expense Ratio: 0.219% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $109,911 | — | — | — | — |
| 2023 | $96,243 | — | $93,108 | — | — |
| 2022 | $98,858 | — | $98,708 | — | $150 |