Plan Snapshot
- Plan Sponsor: Rockwell Automation, INC.
- Sponsor EIN: 251797617
- Sponsor Address: 1201 S. SECOND STREET, MILWAUKEE, WI, 53204
- Plan Type: DB
- Total Participants: 1,841
- Total Assets: $1.8B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,841 | $1.8B | $70.0M | $0 |
| 2023 | 2,001 | $1.8B | $0 | $0 |
| 2022 | 2,136 | $2.1B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | Recordkeeper | $800,008 | — | $800,008 |
| PACIFIC INVESTMENT MANAGEMENT CO. | Other Service Provider | $425,417 | — | $425,417 |
| JENNISON ASSOCIATES, LLC | Other Service Provider | $413,443 | — | $413,443 |
| WILLIS TOWERS WATSON | Recordkeeper | $392,476 | — | $392,476 |
| NISA INVESTMENT ADVISORS, LLC | Other Service Provider | $347,615 | — | $347,615 |
| MERCER INVESTMENTS LLC | Other Service Provider | $342,282 | — | $342,282 |
| J.P. MORGAN INVESTMENT MANAGEMENT | Recordkeeper | $341,785 | — | $341,785 |
| STANDISH MANAGEMENT, LLC | Other Service Provider | $333,387 | — | $333,387 |
| PRIMECAP MANAGEMENT COMPANY | Other Service Provider | $331,534 | — | $331,534 |
| IZARD KINDALL & RAABE LLP | Other Service Provider | $323,500 | — | $323,500 |
| GRANITE INVESTMENT PARTNERS | Other Service Provider | $296,947 | — | $296,947 |
| CLARKSTON CAPITAL PARTNERS, LLC | Other Service Provider | $289,930 | — | $289,930 |
| CAUSEWAY CAPITAL MANAGEMENT, LLC | Other Service Provider | $289,889 | — | $289,889 |
| THOMPSON, SIEGEL & WALMSLEY, INC | Other Service Provider | $235,296 | — | $235,296 |
| NORTHERN TRUST COMPANY | Other Service Provider | $202,462 | — | $202,462 |
| THE BANK OF NEW MELLON | Other Service Provider | $148,941 | — | $148,941 |
| NEWTON INVESTMENT MANAGEMENT | Other Service Provider | $105,943 | — | $105,943 |
| WORLD ASSETS MANAGEMENT, INC. | Other Service Provider | $103,912 | — | $103,912 |
| MCM CAPITAL PARTNERS | Other Service Provider | $93,047 | — | $93,047 |
| FOLEY AND LARDNER LLP | Other Service Provider | $30,863 | — | $30,863 |
| WIPFLI LLP | Auditor | $10,000 | — | $10,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALIGHT SOLUTIONS LLC — Recordkeeper
- WILLIS TOWERS WATSON — Recordkeeper
- J.P. MORGAN INVESTMENT MANAGEMENT — Recordkeeper
- WIPFLI LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $5,858,677
- Estimated Expense Ratio: 0.324% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $12,988,571 | $4,152,751 | — | $10,000 | — |
| 2023 | $19,265,739 | $4,482,719 | — | $17,400 | — |
| 2022 | $10,451,420 | $6,960,165 | $2,025 | — | $803,657 |