Plan Snapshot
- Plan Sponsor: Rockwell Automation
- Sponsor EIN: 251797617
- Sponsor Address: 1201 S SECOND STREET, MILWAUKEE, WI, 53204
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $3.8B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $3.8B | $0 | $0 |
| 2023 | 0 | $3.6B | $0 | $0 |
| 2022 | 0 | $3.2B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FINANCIAL ENGINES | Investment Advisor | $1,389,547 | — | $1,389,547 |
| FID INV INST OPS CO | Recordkeeper | $411,155 | — | $411,155 |
| ALIGHT SOLUTIONS LLC | Recordkeeper | $219,674 | — | $219,674 |
| TOWERS WATSON INVESTMENT CONSULTING | Other Service Provider | $109,250 | — | $109,250 |
| PARTNERCOMM INC | Other Service Provider | $41,545 | — | $41,545 |
| FOLEY & LARDNER | ERISA Attorney | $30,353 | — | $30,353 |
| WIPFLI | Auditor | $26,835 | — | $26,835 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FID INV INST OPS CO — Recordkeeper
- ALIGHT SOLUTIONS LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,228,359
- Estimated Expense Ratio: 0.059% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,244,850 | $1,498,797 | $45,923 | $26,385 | — |
| 2023 | $2,080,674 | $1,334,166 | — | $10,385 | — |
| 2022 | $2,285,909 | — | — | — | — |