Plan Snapshot
- Plan Sponsor: Rockrose Development, LLC
- Sponsor EIN: 383982874
- Sponsor Address: 15 EAST 26TH STREET, 7TH FL, NEW YORK, NY, 10010
- Plan Type: 401(k)
- Total Participants: 108
- Total Assets: $24.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 108 | $24.6M | $347,335 | $1.1M |
| 2023 | 73 | $22.2M | $311,720 | $926,508 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOSEPH L. CALANDRA, CPA, PC | SERVICE PROVIDER | $14,500 | — | $14,500 |
| NAWROCKI SMITH LLP | SERVICE PROVIDER | $14,500 | — | $14,500 |
| VOYA RETIREMENT INSURANCE AND ANNUI | SERVICE PROVIDER | — | $11,807 | $11,807 |
| MORNINGSTAR | SERVICE PROVIDER | — | $11,683 | $11,683 |
| WAGNER PENSION SERVICES, LLC | SERVICE PROVIDER | $6,750 | — | $6,750 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NAWROCKI SMITH LLP — SERVICE PROVIDER
- MORNINGSTAR — SERVICE PROVIDER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $59,240
- Estimated Expense Ratio: 0.241% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $41,137 | — | — | — | — |
| 2023 | $9,317 | — | — | — | — |