Plan Snapshot
- Plan Sponsor: Rocking Horse Ranch Operatingco LLC
- Sponsor EIN: 990846577
- Sponsor Address: 600 ROUTE 44-55, HIGHLAND, NY, 12528
- Plan Type: 401(k)
- Total Participants: 124
- Total Assets: $3.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 124 | $3.6M | $150,000 | $103,561 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WELLS FARGO | Investment Advisor | $19,632 | — | $19,632 |
| HELLER PENSION ASSOCIATES, INC | Recordkeeper | $11,330 | — | $11,330 |
| TRANSAMERICA FINANCIAL LIFE INSURAN | Recordkeeper | $6,861 | — | $6,861 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA FINANCIAL LIFE INSURAN — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $37,823
- Estimated Expense Ratio: 1.056% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,848 | $27,518 | — | — | — |