Plan Snapshot
- Plan Sponsor: Rockford Corporation
- Sponsor EIN: 860394353
- Sponsor Address: 600 S. ROCKFORD DRIVE, TEMPE, AZ, 85281
- Plan Type: 401(k)
- Total Participants: 108
- Total Assets: $21.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 108 | $21.9M | $314,199 | $763,845 |
| 2023 | 95 | $21.9M | $313,426 | $763,890 |
| 2022 | 102 | $18.4M | $324,540 | $779,772 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CBIZ CPAS P.C. | Auditor | $19,080 | — | $19,080 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $19,080
- Estimated Expense Ratio: 0.087% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $17,758 | $26,526 | — | $19,080 | — |
| 2023 | $25,992 | $25,229 | — | — | — |
| 2022 | $25,602 | $690 | — | — | — |