Plan Snapshot
- Plan Sponsor: Rocket Ems, INC.
- Sponsor EIN: 274319955
- Sponsor Address: 2950 PATRICK HENRY DRIVE, SANTA CLARA, CA, 95054
- Plan Type: 401(k)
- Total Participants: 497
- Total Assets: $9.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 497 | $9.0M | $145,945 | $1.5M |
| 2023 | 301 | $6.4M | $119,421 | $1.1M |
| 2022 | 269 | $4.4M | $102,767 | $999,059 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | RECORDKEEPING | $1,640 | $18,208 | $19,848 |
| SILICON VALLEY ACCOUNTANCY CORP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $19,848
- Estimated Expense Ratio: 0.222% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,640 | — | $1,640 | — | — |
| 2023 | $1,205 | — | — | — | — |
| 2022 | $650 | — | $650 | — | — |