Plan Snapshot
- Plan Sponsor: Rockefeller Philanthropy Advisors, INC.
- Sponsor EIN: 133615533
- Sponsor Address: 120 BROADWAY, NEW YORK, NY, 10271
- Plan Type: 401(k)
- Total Participants: 518
- Total Assets: $75.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 518 | $75.2M | $6.3M | $5.4M |
| 2023 | 516 | $61.4M | $6.1M | $4.7M |
| 2022 | 435 | $36.1M | $4.0M | $3.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRANT THORNTON LLP | Auditor | $21,673 | — | $21,673 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRANT THORNTON LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $21,673
- Estimated Expense Ratio: 0.029% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $184,466 | $60,343 | — | $21,673 | — |
| 2023 | $102,895 | $43,967 | — | — | — |
| 2022 | $92,140 | $5,832 | — | — | — |