Plan Snapshot
- Plan Sponsor: Rockefeller Group International, INC.
- Sponsor EIN: 133975924
- Sponsor Address: 1271 AVENUE OF THE AMERICAS, NEW YORK, NY, 100201095
- Plan Type: DB
- Total Participants: 97
- Total Assets: $123.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 97 | $123.3M | $10.4M | $0 |
| 2023 | 101 | $121.1M | $3.4M | $0 |
| 2022 | 104 | $115.0M | $5.8M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST CO. | NONE | $374,848 | — | $374,848 |
| MILLIMAN, INC. | NONE | $137,192 | — | $137,192 |
| DEMARCHE ASSOCIATES | NONE | $50,000 | — | $50,000 |
| BDO USA, LLP | NONE | $30,100 | — | $30,100 |
| BANK OF AMERICA | NONE | $27,277 | — | $27,277 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MILLIMAN, INC. — NONE
- BDO USA, LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $619,417
- Estimated Expense Ratio: 0.502% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $644,382 | $437,348 | — | $30,100 | — |
| 2023 | $530,211 | $294,015 | $180 | $28,796 | — |
| 2022 | $281,389 | $50,000 | — | — | $231,389 |