Plan Snapshot
- Plan Sponsor: Rock Of Ages Corporation
- Sponsor EIN: 030153200
- Sponsor Address: 560 GRANITEVILLE ROAD, GRANITEVILLE, VT, 05654
- Plan Type: 401(k)
- Plan Number: 004
- Total Participants: 196
- Total Assets: $12.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 196 | $12.0M | $0 | $0 |
| 2024 | 164 | $11.2M | $82,424 | $511,730 |
| 2023 | 181 | $11.1M | $92,705 | $576,841 |
| 2022 | 221 | $9.8M | $79,712 | $522,362 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PLAN INTEGRITY PARTNERS, LLC | Other Service Provider | $13,753 | — | $13,753 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $13,753
- Estimated Expense Ratio: 0.114% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,316,962 | — | $2,432 | — | — |
| 2024 | $8,000 | — | $1,192 | — | — |
| 2023 | $12,835 | — | $1,017 | — | — |
| 2022 | $3,582 | — | $2,927 | — | — |