Plan Snapshot
- Plan Sponsor: Rock Capital Holdings LLC
- Sponsor EIN: 832715107
- Sponsor Address: 1141 N LOOP 1604 E #5, SAN ANTONIO, TX, 78232
- Plan Type: 401(k)
- Total Participants: 741
- Total Assets: $16.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 741 | $16.9M | $1.1M | $2.2M |
| 2023 | 396 | $12.6M | $994,147 | $2.1M |
| 2022 | 425 | $8.4M | $830,930 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $84,232 | $41,904 | — | — | — |
| 2023 | $62,228 | $30,153 | — | — | — |
| 2022 | $54,722 | $3,588 | — | — | — |