Plan Snapshot
- Plan Sponsor: Roberts Markel Weinberg Butler Hailey P.C.
- Sponsor EIN: 810579836
- Sponsor Address: 2800 POST OAK BLVD., HOUSTON, TX, 77056
- Plan Type: 401(k)
- Total Participants: 122
- Total Assets: $15.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 122 | $15.7M | $310,066 | $991,635 |
| 2023 | 116 | $12.6M | $188,346 | $861,714 |
| 2022 | 111 | $10.7M | $261,460 | $835,576 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | TPA | — | $6,742 | $6,742 |
| WITHUMSMITH+BROWN, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WITHUMSMITH+BROWN, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $6,742
- Estimated Expense Ratio: 0.043% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,147 | $1,972 | $6,225 | — | — |
| 2023 | $8,373 | — | $8,373 | — | — |
| 2022 | $6,164 | — | $6,164 | — | — |