Plan Snapshot
- Plan Sponsor: Robert A. Bothman, INC.
- Sponsor EIN: 942549328
- Sponsor Address: 2690 SCOTT BLVD., SANTA CLARA, CA, 95050
- Plan Type: 401(k)
- Total Participants: 90
- Total Assets: $21.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 90 | $21.9M | $412,203 | $813,976 |
| 2023 | 73 | $19.3M | $374,532 | $761,430 |
| 2022 | 91 | $15.8M | $330,641 | $662,996 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | INVESTMENT ADVISOR | $38,024 | — | $38,024 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $8,956 | — | $8,956 |
| JOHNSTON, GREMAUX & ROSSI, LLP | Auditor | $96 | — | $96 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHNSTON, GREMAUX & ROSSI, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $47,076
- Estimated Expense Ratio: 0.215% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $47,076 | $38,024 | — | $96 | — |
| 2023 | $38,261 | $34,936 | — | — | — |
| 2022 | $45,077 | — | $45,077 | — | — |