Plan Snapshot
- Plan Sponsor: Ro-Zap Enterprises, INC.
- Sponsor EIN: 141638813
- Sponsor Address: 170 SARATOGA AVENUE, SOUTH GLENS FALLS, NY, 12803
- Plan Type: 401(k)
- Total Participants: 367
- Total Assets: $16.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 367 | $16.3M | $742,683 | $1.4M |
| 2023 | 323 | $12.1M | $641,493 | $1.3M |
| 2022 | 242 | $8.6M | $572,218 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CMJ, LLP | Auditor | $13,000 | — | $13,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $13,000
- Estimated Expense Ratio: 0.080% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $71,984 | $52,589 | $6,395 | $13,000 | — |
| 2023 | $47,260 | $30,242 | $5,018 | $12,000 | — |
| 2022 | $37,211 | $22,317 | — | — | $12,000 |