Plan Snapshot
- Plan Sponsor: Rks Plumbing And Mechanical, INC.
- Sponsor EIN: 860670235
- Sponsor Address: 23659 N 35TH DR, GLENDALE, AZ, 853104138
- Plan Type: 401(k)
- Total Participants: 130
- Total Assets: $5.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 130 | $5.4M | $250,000 | $317,196 |
| 2023 | 121 | $4.6M | $0 | $308,928 |
| 2022 | 131 | $3.9M | $0 | $330,641 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BALDWIN MOFFITT BEHM LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $53,173 | $30,018 | $23,155 | — | — |
| 2023 | $49,223 | $15,951 | $33,272 | — | — |
| 2022 | $54,957 | $54,957 | — | — | — |