Plan Snapshot
- Plan Sponsor: Riviera Golf & Tennis, INC
- Sponsor EIN: 954853172
- Sponsor Address: 1250 CAPRI DRIVE, PACIFIC PALISADES, CA, 90272
- Plan Type: 401(k)
- Total Participants: 147
- Total Assets: $10.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 147 | $10.8M | $287,625 | $473,695 |
| 2023 | 133 | $9.4M | $260,827 | $416,140 |
| 2022 | 135 | $8.8M | $216,838 | $402,772 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | INVESTMENT ADVISOR | $25,011 | — | $25,011 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $18,499 | — | $18,499 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $13,312 | — | $13,312 |
| PENSION ASSURANCE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PENSION ASSURANCE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $56,822
- Estimated Expense Ratio: 0.526% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $56,822 | $43,510 | — | — | — |
| 2023 | $50,938 | $37,220 | — | — | — |
| 2022 | $48,994 | — | $48,994 | — | — |