Plan Snapshot
- Plan Sponsor: Rivia Medical PLLC
- Sponsor EIN: 821712093
- Sponsor Address: 274 MADISON AVENUE, NEW YORK, NY, 10016
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 163
- Total Assets: $3.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 163 | $3.1M | $0 | $0 |
| 2024 | 113 | $2.0M | $89,149 | $588,536 |
| 2023 | 101 | $1.3M | $61,480 | $415,621 |
| 2022 | 72 | $636,055 | $18,329 | $290,980 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | Other Service Provider | $15,692 | — | $15,692 |
| PATRIOT FINANCIAL GROUP | Other Service Provider | $11,648 | — | $11,648 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $27,340
- Estimated Expense Ratio: 0.881% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $281,452 | $11,648 | $15,693 | — | — |
| 2024 | $291,981 | — | — | — | — |
| 2023 | $36,735 | — | — | — | — |
| 2022 | $62,957 | — | — | — | — |