Plan Snapshot
- Plan Sponsor: River Oaks Country Club
- Sponsor EIN: 740865200
- Sponsor Address: 1600 RIVER OAKS BLVD., HOUSTON, TX, 77019
- Plan Type: 401(k)
- Total Participants: 418
- Total Assets: $27.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 418 | $27.0M | $1.1M | $929,123 |
| 2023 | 221 | $24.2M | $1.2M | $893,151 |
| 2022 | 216 | $19.5M | $650,776 | $845,794 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH | ADVISOR | $37,061 | — | $37,061 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $34,952 | — | $34,952 |
| WITHUMSMITH BROWN PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- WITHUMSMITH BROWN PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,013
- Estimated Expense Ratio: 0.266% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,025 | $37,073 | — | — | — |
| 2023 | $61,453 | $31,340 | — | — | — |
| 2022 | $66,023 | — | — | — | — |