Plan Snapshot
- Plan Sponsor: Rios, INC.
- Sponsor EIN: 954019625
- Sponsor Address: 3101 EXPOSITION PLACE, LOS ANGELES, CA, 90018
- Plan Type: 401(k)
- Total Participants: 259
- Total Assets: $23.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 259 | $23.9M | $346,393 | $2.0M |
| 2023 | 241 | $22.7M | $409,017 | $1.8M |
| 2022 | 263 | $17.8M | $405,145 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $99,791 | — | $99,791 |
| UBS FINANCIAL SERVICES INC | Investment Advisor | — | $37,500 | $37,500 |
| ACTUARIAL BENEFITS CORP | Recordkeeper | — | $17,951 | $17,951 |
| HOLTHOUSE CARLIN VAN TRIGT LLP | Other Service Provider | — | $6,258 | $6,258 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $161,500
- Estimated Expense Ratio: 0.676% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $99,792 | — | — | — | — |
| 2023 | $98,464 | — | $98,464 | — | — |
| 2022 | $91,363 | — | $91,363 | — | — |