Plan Snapshot
- Plan Sponsor: Riley Spence Management Company, LLC
- Sponsor EIN: 205739129
- Sponsor Address: 1749 GILSINN, FENTON, MO, 63026
- Plan Type: 401(k)
- Total Participants: 481
- Total Assets: $2.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 481 | $2.3M | $0 | $279,793 |
| 2023 | 449 | $2.0M | $0 | $284,617 |
| 2022 | 440 | $1.8M | $0 | $304,443 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ASCENSUS LLC | NONE | $9,641 | — | $9,641 |
| ABELES AND HOFFMAN, PC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $9,641
- Estimated Expense Ratio: 0.423% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,641 | — | $9,641 | — | — |
| 2023 | $6,750 | — | $6,750 | — | — |
| 2022 | $6,975 | — | $6,975 | — | — |