Plan Snapshot
- Plan Sponsor: Rickenbaugh Cadillac/Volvo Company
- Sponsor EIN: 840562264
- Sponsor Address: 777 BROADWAY, DENVER, CO, 80203
- Plan Type: 401(k)
- Total Participants: 174
- Total Assets: $8.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 174 | $8.4M | $96,184 | $412,677 |
| 2023 | 146 | $7.7M | $125,000 | $375,651 |
| 2022 | 130 | $6.5M | $339,312 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, | Recordkeeper | $18,840 | — | $18,840 |
| M HOLDINGS SECURITIES | Investment Advisor | $17,251 | — | $17,251 |
| DONOHUE FEIMAN RETIREMENT SERVICES | Recordkeeper | $5,875 | — | $5,875 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS, — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $41,966
- Estimated Expense Ratio: 0.497% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,682 | — | — | — | — |
| 2023 | $454,258 | — | — | — | — |
| 2022 | $40,145 | — | — | — | — |