Plan Snapshot
- Plan Sponsor: Richard Fleischman And Associates, INC.
- Sponsor EIN: 112984673
- Sponsor Address: 330 MADISON AVENUE, NEW YORK, NY, 10017
- Plan Type: 401(k)
- Total Participants: 94
- Total Assets: $10.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 94 | $10.4M | $132,595 | $539,888 |
| 2023 | 101 | $9.6M | $135,528 | $483,238 |
| 2022 | 91 | $8.0M | $158,432 | $510,665 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | ADVISOR | $23,303 | — | $23,303 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $15,245 | — | $15,245 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GLOBAL RETIREMENT PARTNERS LLC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,548
- Estimated Expense Ratio: 0.372% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,548 | $23,303 | — | — | — |
| 2023 | $34,938 | $20,361 | — | — | — |
| 2022 | $38,260 | — | — | — | — |