Plan Snapshot
- Plan Sponsor: Regional Otolaryngology Head And Neck Associates, LLC
- Sponsor EIN: 200423081
- Sponsor Address: 620 NORTH BROAD, WOODBURY, NJ, 08096
- Plan Type: DB
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 143 | $4.7M | $1.5M | $0 |
| 2023 | 158 | $2.9M | $1.4M | $0 |
| 2022 | 76 | $1.3M | $1.3M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL GLOBAL INVESTORS | INVESTMENT ADVISOR | $5,500 | — | $5,500 |
| FRIEDMAN LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $5,500
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $12,764 | $12,764 | — | — | — |
| 2024 | $5,500 | $5,500 | — | — | — |
| 2023 | $18,050 | $18,050 | — | — | — |
| 2022 | — | — | — | — | — |