Plan Snapshot
- Plan Sponsor: Regent Management Services LP
- Sponsor EIN: 740544427
- Sponsor Address: 2302 POST OFFICE ST STE 402, GALVESTON, TX, 77550
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $4.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $4.3M | $329,167 | $474,294 |
| 2023 | 622 | $5.3M | $366,610 | $518,929 |
| 2022 | 592 | $4.9M | $331,315 | $510,560 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALLIANCE BENEFIT GROUP OF HOUSTON | Other Service Provider | $26,503 | $2,684 | $29,187 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $11,844 | — | $11,844 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $41,031
- Estimated Expense Ratio: 0.954% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,945 | $1,598 | $26,503 | — | — |
| 2023 | $17,011 | — | $17,011 | — | — |
| 2022 | $6,144 | — | $6,144 | — | — |