Plan Snapshot
- Plan Sponsor: Regent Holding Company, LLC
- Sponsor EIN: 461388285
- Sponsor Address: 6000 FREEPORT AVENUE, SUITE 101, MEMPHIS, TN, 38141
- Plan Type: 401(k)
- Total Participants: 281
- Total Assets: $19.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 281 | $19.4M | $683,672 | $1.3M |
| 2023 | 272 | $16.0M | $648,894 | $1.2M |
| 2022 | 278 | $13.8M | $673,790 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES INSURANCE GROUP, INC. | Investment Advisor | — | $33,620 | $33,620 |
| BURLEIGH CONSULTING GROUP | Recordkeeper | — | $8,448 | $8,448 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $42,068
- Estimated Expense Ratio: 0.217% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,750 | — | $4,750 | — | — |
| 2023 | $4,600 | — | $4,600 | — | — |
| 2022 | $4,100 | — | $4,100 | — | — |