Plan Snapshot
- Plan Sponsor: Rees-Jones Holdings LLC
- Sponsor EIN: 463556054
- Sponsor Address: 8111 WESTCHESTER DRIVE, DALLAS, TX, 75225
- Plan Type: 401(k)
- Total Participants: 139
- Total Assets: $35.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 139 | $35.1M | $960,439 | $1.3M |
| 2023 | 148 | $32.3M | $588,190 | $1.2M |
| 2022 | 142 | $31.0M | $1.2M | $2.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $121,411 | — | $121,411 |
| NOVA 401(K) ASSOCIATES | CONTRACT ADMIN | $250 | $26,804 | $27,054 |
| MML INVESTORS SERVICES INC | BROKER/ADVISER | — | $19,024 | $19,024 |
| BROCKWAY GERBACH FRANKLIN & NEIME | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MML INVESTORS SERVICES INC — BROKER/ADVISER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $167,489
- Estimated Expense Ratio: 0.477% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $107,376 | — | $107,376 | — | — |
| 2023 | $97,227 | — | — | — | — |
| 2022 | $143,138 | — | $143,138 | — | — |