Name: Rbc Global Asset Management (U.S.) INC. 401(k) Plan – Form 5500 Filing
Creator: U.S. Department of Labor – Employee Benefits Security Administration
License: https://creativecommons.org/publicdomain/zero/1.0/

Plan Snapshot

Plan Sponsor: Rbc Global Asset Management (U.S.) INC.
Sponsor EIN: 474883422
Sponsor Address: 250 NICOLLET MALL, SUITE 1550, MINNEAPOLIS, MN, 55401
Plan Type: 401(k)
Plan Number: 001
Total Participants: 0
Total Assets: $4.2B

Key Plan Design Features

Auto-Enrollment: No
Auto-Escalation: No
Allows Roth Contributions: No
Participant Loans: No
Participant-Directed Investments: No
ERISA Section 404(c) Fiduciary Safe Harbor: No

Plan Financials by Year

Year	Total Assets	Employer Contrib.	Employee Contrib.
2025	$4.2B	$0	$0
2024	$3.0B	$0	$0
2023	$2.6B	$0	$0
2022	$2.2B	$0	$0

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name	Role	Direct Compensation	Indirect Compensation	Total Fees
U.S. BANCORP FUND SERVICES LLC	Other Service Provider	$2,080,566	—	$2,080,566
U.S. BANK, N.A.	Other Service Provider	$1,958,635	—	$1,958,635
PRICEWATERHOUSECOOPERS LLP	Other Service Provider	$78,565	—	$78,565
ERNST & YOUNG LLP	Other Service Provider	$29,350	—	$29,350
KIRKLAND & ELLIS LLP	Other Service Provider	$12,435	—	$12,435

Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

Total Service Provider Fees: $4,159,551
Estimated Expense Ratio: 0.098% of plan assets

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year	Total Admin Expenses	Investment Mgmt Fees	Contract Admin Fees	IQPA Audit Fees	Professional Fees
2025	$26,120,616	$21,962,299	$2,080,566	$41,500	—
2024	$20,911,482	$16,951,112	$2,203,383	$174,279	—
2023	$17,035,361	$13,588,177	$1,896,218	$123,721	—
2022	$16,376,399	$12,941,199	$1,824,233	—	$123,115