Plan Snapshot
- Plan Sponsor: Rba, INC.
- Sponsor EIN: 204004667
- Sponsor Address: 294 GROVE LANE E, SUITE 100, WAYZATA, MN, 55391
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 206
- Total Assets: $30.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 206 | $30.4M | $0 | $0 |
| 2024 | 150 | $26.7M | $438,886 | $1.6M |
| 2023 | 157 | $23.0M | $525,059 | $2.0M |
| 2022 | 178 | $19.0M | $683,587 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $35,470 | — | $35,470 |
| KESTRA INVESTMENT SERVICES LLC | Investment Advisor | $28,000 | — | $28,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $63,470
- Estimated Expense Ratio: 0.209% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,769,499 | $28,000 | — | — | — |
| 2024 | $67,527 | $28,000 | — | — | — |
| 2023 | $58,444 | $28,000 | — | — | — |
| 2022 | $53,775 | — | — | — | — |