Plan Snapshot
- Plan Sponsor: Raulli & Sons, INC.
- Sponsor EIN: 150616714
- Sponsor Address: 213 TEALL AVENUE, SYRACUSE, NY, 13210
- Plan Type: 401(k)
- Total Participants: 84
- Total Assets: $25.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 84 | $25.6M | $298,801 | $826,824 |
| 2023 | 83 | $23.1M | $277,595 | $762,123 |
| 2022 | 90 | $22.4M | $262,714 | $619,312 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LPL FINANCIAL | Other Service Provider | — | $33,293 | $33,293 |
| VOYA RETIREMENT INSURANCE AND ANNUI | Other Service Provider | $15,856 | $29 | $15,885 |
| RAULLI & SONS, INC. | Other Service Provider | $10,655 | — | $10,655 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $59,833
- Estimated Expense Ratio: 0.233% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $15,856 | $15,131 | $725 | — | — |
| 2023 | $16,910 | $15,610 | $1,175 | — | — |
| 2022 | $17,003 | — | — | — | — |