Plan Snapshot
- Plan Sponsor: Raleigh Pediatric Associates, P.A.
- Sponsor EIN: 562132604
- Sponsor Address: 1921 FALLS VALLEY DRIVE, RALEIGH, NC, 27615
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 128
- Total Assets: $20.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 128 | $20.7M | $0 | $0 |
| 2024 | 91 | $21.5M | $697,139 | $528,765 |
| 2023 | 97 | $19.8M | $736,698 | $590,525 |
| 2022 | 91 | $16.2M | $700,702 | $554,553 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | Investment Advisor | $44,469 | — | $44,469 |
| MVP PLAN ADMINISTRATORS, INC | Recordkeeper | $21,416 | — | $21,416 |
| CHARLES SCHWAB TRUST BANK | Custodian / Trustee | $8,144 | — | $8,144 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $74,029
- Estimated Expense Ratio: 0.358% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,725,569 | $44,469 | — | — | — |
| 2024 | $70,669 | $44,105 | — | — | — |
| 2023 | $62,154 | $40,687 | $18,806 | — | — |
| 2022 | $61,037 | $40,621 | $19,752 | — | — |