Plan Snapshot
- Plan Sponsor: Raleigh Capitol Ear, Nose & Throat
- Sponsor EIN: 320365638
- Sponsor Address: 4600 LAKE BOONE TRAIL SUITE 100, RALEIGH, NC, 27607
- Plan Type: 401(k)
- Total Participants: 95
- Total Assets: $31.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 95 | $31.2M | $890,595 | $669,951 |
| 2023 | 89 | $26.6M | $884,595 | $649,732 |
| 2022 | 81 | $23.6M | $817,744 | $627,476 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THOMAS JUDY AND TUCKER | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $24,438 | — | — | — | — |
| 2023 | $22,867 | — | — | — | — |
| 2022 | $21,078 | — | $21,078 | — | — |