Plan Snapshot
- Plan Sponsor: Rainwater, Holt & Sexton, P.A.
- Sponsor EIN: 710685288
- Sponsor Address: 801 TECHNOLOGY DRIVE, LITTLE ROCK, AR, 72223
- Plan Type: 401(k)
- Total Participants: 206
- Total Assets: $13.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 206 | $13.0M | $457,969 | $737,109 |
| 2023 | 151 | $10.2M | $399,937 | $594,049 |
| 2022 | 40 | $6.7M | $156,066 | $275,886 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BANK OF OZARKS | ADVISOR | $84,209 | — | $84,209 |
| NEWPORT GROUP, INC. | RECORDKEEPER | $13,294 | — | $13,294 |
| ERWIN AND COMPANY, P. A. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ERWIN AND COMPANY, P. A. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $97,503
- Estimated Expense Ratio: 0.752% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $97,503 | $84,209 | $4,520 | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |