Plan Snapshot
- Plan Sponsor: Rafael Rivera, Jr., D.D.S., P.L.L.C.
- Sponsor EIN: 261995249
- Sponsor Address: 3340 ROBINWOOD RD., GASTONIA, NC, 28054
- Plan Type: 401(k)
- Total Participants: 227
- Total Assets: $4.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 227 | $4.7M | $423,080 | $810,984 |
| 2023 | 211 | $3.2M | $396,573 | $771,629 |
| 2022 | 198 | $1.7M | $389,986 | $682,239 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PARSONS CPA, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PARSONS CPA, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $19,273 | $19,273 | — | — | — |
| 2023 | $11,223 | $11,223 | — | — | — |
| 2022 | $6,673 | $6,673 | — | — | — |