Plan Snapshot
- Plan Sponsor: R.T. Vanderbilt Holding Company, INC.
- Sponsor EIN: 461031856
- Sponsor Address: 30 WINFIELD STREET, NORWALK, CT, 06856
- Plan Type: 401(k)
- Total Participants: 246
- Total Assets: $74.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 246 | $74.9M | $931,330 | $2.6M |
| 2023 | 254 | $73.2M | $960,313 | $2.6M |
| 2022 | 255 | $72.8M | $945,364 | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERCER INVESTMENTS, LLC | Investment Advisor | $169,490 | — | $169,490 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $169,490
- Estimated Expense Ratio: 0.226% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $182,402 | $171,901 | — | — | — |
| 2023 | $10,142 | — | $10,142 | — | — |
| 2022 | $3,793 | — | $3,793 | — | — |