Plan Snapshot
- Plan Sponsor: R.H. Peterson Co.
- Sponsor EIN: 953137229
- Sponsor Address: 14724 EAST PROCTOR AVENUE, CITY OF INDUSTRY, CA, 91746
- Plan Type: 401(k)
- Total Participants: 198
- Total Assets: $21.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 198 | $21.2M | $425,320 | $780,696 |
| 2023 | 203 | $18.6M | $401,397 | $714,705 |
| 2022 | 232 | $16.2M | $448,441 | $753,494 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES | ADVISOR | — | $39,637 | $39,637 |
| RBC WEALTH MANAGEMENT | ADVISOR | — | $7,025 | $7,025 |
| OSTROW REISIN BERK & ABRAMS, LTD | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES FINANCIAL SERVICES — ADVISOR
- RBC WEALTH MANAGEMENT — ADVISOR
- OSTROW REISIN BERK & ABRAMS, LTD — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $46,662
- Estimated Expense Ratio: 0.220% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,963 | — | — | — | — |
| 2023 | $7,538 | — | — | — | — |
| 2022 | $7,252 | — | — | — | — |