Plan Snapshot
- Plan Sponsor: R.E. Warner & Associates
- Sponsor EIN: 341860815
- Sponsor Address: 25000 COUNTRY CLUB BOULEVARD,, NORTH OLMSTED, OH, 44070
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 246
- Total Assets: $16.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 246 | $16.2M | $0 | $0 |
| 2024 | 200 | $13.6M | $407,254 | $1.2M |
| 2023 | 143 | $10.2M | $260,332 | $820,071 |
| 2022 | 96 | $8.0M | $189,832 | $595,851 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $22,874 | — | $22,874 |
| PEAK WEALTH SOLUTIONS INC | Investment Advisor | $22,507 | — | $22,507 |
| GLOBAL RETIREMENT PARTNERS LLC | Investment Advisor | $10,486 | — | $10,486 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $55,867
- Estimated Expense Ratio: 0.345% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,192,713 | $32,993 | — | — | — |
| 2024 | $28,394 | $28,394 | — | — | — |
| 2023 | $25,040 | $25,040 | — | — | — |
| 2022 | $1,239,452 | — | — | — | — |